Section 175/157 Safeguarding Audits

Section 175/157 Safeguarding Audits from Jarvis Education

Every school must assure itself that its safeguarding arrangements are effective, and the Section 175/157 self-assessment is how that duty is discharged. But a self-assessment is only as honest as the eyes completing it.

An independent Section 175/157 audit tests your safeguarding arrangements properly, validating what is strong and surfacing what is not, before anyone else does.

Most settings we audit are doing the right things. What they often cannot do is prove it quickly, in the form an inspector, a commissioner, or a case review would need. That gap is what an audit closes.

What Is a Section 175/157 Safeguarding Audit?

It is an independent, deep-dive audit of your safeguarding arrangements against the Section 175/157 duty and Keeping Children Safe in Education. An experienced safeguarding specialist reviews your policies, records, culture, and practice, and validates your self-assessment rather than taking it at face value.

You get an external, evidence-based view of your safeguarding, not just a completed form.

Section 175 and Section 157: What the Law Actually Says

These are statutory duties placed on schools and colleges in England, and they sit in the Education Act 2002.

Section 175 applies to maintained schools, local authorities, and further education institutions. It requires them to make arrangements to ensure that their functions are exercised with a view to safeguarding and promoting the welfare of children.

Section 157 places an equivalent duty on the proprietors of independent schools, which includes academies and free schools. In practice that duty is given detail through the independent school standards, which set out what a proprietor must have in place.

The wording differs, the expectation does not. Both create a duty to have arrangements in place, and the word arrangements is doing a great deal of work. A policy is not an arrangement. An arrangement is a policy that people know about, follow, and can evidence.

It is worth knowing that Keeping Children Safe in Education is itself issued under Section 175 of the Education Act 2002. When a school asks what its Section 175 duty requires in practice, KCSIE is a large part of the answer.

Which Duty Applies to Your Setting?

  • Maintained schools, including maintained nursery and special schools: Section 175
  • Local authorities: Section 175, alongside duties under Section 11 of the Children Act 2004
  • Further education institutions and sixth form colleges: Section 175
  • Academies and free schools: Section 157, as proprietors of independent schools
  • Independent schools and independent special schools: Section 157
  • Pupil referral units and alternative provision: depends on registration and status, and we will confirm the position for your setting

Who Is a Section 175/157 Safeguarding Audit For?

It is for schools, academies, and trusts that want genuine assurance their safeguarding is effective, to validate their self-assessment, or to prepare for inspection. It suits DSLs, safeguarding governors, and trusts wanting consistent oversight across schools.

  • Maintained schools completing or verifying their annual Section 175 return
  • Academies and free schools evidencing their Section 157 duty
  • Multi-academy trusts wanting consistent assurance across every school
  • Local authorities auditing their own arrangements and those of their settings
  • Independent schools and independent special schools, including those under regulatory action
  • Alternative provision, pupil referral units, and AP academies
  • SEND units, resourced provision, and specialist settings
  • Boarding and residential settings with additional welfare requirements
  • Settings preparing for inspection, or acting on a safeguarding finding
  • Commissioners wanting confidence in the provision they place children into
  • Any setting that has had a serious incident, a complaint, or a near miss

What Does a Section 175/157 Safeguarding Audit Include?

  • A deep-dive review against Section 175/157 and KCSIE
  • Validation of your safeguarding self-assessment
  • Review of policies, records, and safer recruitment
  • A single central record audit with underlying files sampled
  • Assessment of safeguarding culture and practice
  • A look at training, reporting, and record-keeping
  • Attention to specific safeguarding issues and vulnerable groups
  • Review of governance and board-level oversight
  • Staff and pupil voice, where you agree to it
  • A clear RAG-rated report with prioritised actions

What Are the Key Aspects of the Section 175/157 Audit?

We audit across every area where the statutory duty bites. The weighting changes according to your setting, but the framework below is what a full audit covers.

Leadership, Governance, and Accountability

  • Whether the governing board or proprietor understands and discharges its safeguarding duty
  • The nominated governor or trustee for safeguarding, and what they actually do
  • Board oversight, minuted challenge, and the quality of safeguarding reporting
  • The annual review of safeguarding policies and procedures
  • Whether safeguarding is treated as a leadership priority or an administrative one
  • How the setting learns from incidents, complaints, and near misses

Designated Safeguarding Lead Capacity and Competence

  • DSL and deputy DSL appointments, training, and refresher records
  • Whether the DSL has genuine time and status to do the role
  • Cover arrangements during absence and across the school day
  • Access to supervision and support for those carrying the caseload
  • Handover arrangements where a DSL has changed

Policies, Procedures, and Documentation

  • Child protection policy against current statutory guidance and local procedures
  • Behaviour, anti-bullying, online safety, and low-level concerns policies
  • Whistleblowing and staff code of conduct
  • Whether policies reflect what actually happens in the setting
  • Publication and accessibility of the information required

Safer Recruitment and the Single Central Record

  • Single central record completeness, accuracy, and ownership
  • Underlying recruitment files sampled against the record
  • Identity, right to work, qualification, and reference checks
  • Enhanced DBS, barred list, prohibition, and section 128 checks
  • Overseas checks and agency or supply staff arrangements
  • Governor, trustee, proprietor, contractor, and volunteer checks
  • Safer recruitment training on interview panels
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Recognising and Responding to Concerns

  • Record keeping quality, including chronology and follow-up narrative
  • Referral thresholds and consistency of decision making
  • Early help identification and multi-agency working
  • Information sharing, including on transfer between settings
  • Escalation where a referral is not accepted
  • Whether staff know how to raise a concern and believe it will be acted on

Allegations and Concerns About Adults

  • Procedures for managing allegations against staff, supply staff, and volunteers
  • Low-level concerns recording and pattern recognition
  • Local authority designated officer liaison
  • Understanding of the duty to refer to the Disclosure and Barring Service
  • How resignations in the context of concerns are handled

Curriculum, Culture, and Pupil Experience

  • Whether children know who to talk to and believe they will be listened to
  • Response to child-on-child abuse, sexual harassment, and sexual violence
  • Relationships, sex and health education and its coverage of risk
  • Contextual safeguarding, exploitation, and risks outside the setting
  • How the setting understands and responds to misogyny and harmful attitudes
  • The lived experience of pupils with SEND and those who communicate differently

Online Safety, Filtering, and Monitoring

  • Filtering and monitoring systems and the effectiveness review behind them
  • Named accountability at senior leadership level
  • How incidents identified through monitoring are followed up
  • Artificial intelligence, emerging risks, and cyber security arrangements
  • Staff and pupil understanding of online risk

Site, Premises, and Wider Arrangements

  • Site security, visitor arrangements, and lettings
  • Attendance, children missing education, and elective home education
  • Off-site provision, educational visits, and transport
  • Commissioned alternative provision and the checks behind it
  • Intimate care, moving and handling, and use of reasonable force where relevant

KCSIE 2026 and What Changes This September

This matters right now, and any audit carried out this term should account for it.

The Department for Education published Keeping Children Safe in Education 2026 on 7 July 2026. It comes into force on 1 September 2026 and replaces the 2025 version, which remains in force until then. The changes are among the most extensive in recent years.

Areas to be aware of include changes reflecting the Children’s Wellbeing and Schools Act and Working Together to Safeguard Children 2026, new content relating to violence against women and girls, an expectation that child protection policies set out measures to tackle misogyny, and structural changes to the annexes.

Online safety has been strengthened significantly. Schools and colleges must now ensure the effectiveness of filtering and monitoring systems is reviewed at least once every academic year, and the guidance is explicit that this review should be undertaken by the senior leadership team member responsible for filtering and monitoring, supported by the designated safeguarding lead and IT. Cyber security standards are referenced, and artificial intelligence features more prominently.

The direction is clear. Safeguarding accountability is being pushed upward, toward named leaders and governing boards, and away from being something delegated to technical teams or absorbed quietly by a DSL. Our audits are framed against the 2026 guidance, so you are prepared rather than catching up.

How We Audit

An audit is only as good as its evidence, so we do not rely on a document review alone.

We examine records and files directly, including a sample of safeguarding case records and recruitment files, rather than accepting a summary. We speak to the designated safeguarding lead, senior leaders, and the governor or trustee with safeguarding responsibility. We speak to a range of staff, including those who do not attend safeguarding meetings, because what teaching assistants and site staff say tells you a great deal about culture. Where you agree, we speak to pupils.

Then we triangulate. A strong policy, a confident DSL, and staff who cannot say what they would do if a child disclosed something adds up to a finding, not a reassurance.

We work sensitively. Safeguarding audits touch on real children and real distress, and we handle records and conversations with the care that deserves. If we identify something requiring immediate action, we tell you at the time rather than saving it for the report.

Safeguarding Audits Across a Multi-Academy Trust

Trusts face a particular difficulty. The board carries the Section 157 duty across every school, but the practice sits in each of them, and it is rarely consistent.

We audit across trusts using the same framework in every school, which produces something a single-school audit cannot: a comparison. Trust boards see where practice is strong enough to spread, where it is weaker than the reporting suggested, and where a shared approach would raise the floor.

We also review the trust’s own arrangements, including central safeguarding leadership, the scheme of delegation as it applies to safeguarding, how local governing bodies exercise oversight, and how assurance reaches the board.

Safeguarding Audits for Local Authorities

Local authorities carry their own Section 175 duty alongside duties under Section 11 of the Children Act 2004, and they also need assurance about the settings they oversee and commission.

We support authorities with audits of their own arrangements, independent verification of school and college returns, thematic audits across a group of settings, audits of commissioned alternative provision, and support where a setting has been identified as a concern. We can also provide an independent view where an authority needs one that is visibly separate from its own school improvement function.

Alternative Provision, Independent Special Schools, and Specialist Settings

These settings carry higher risk and, very often, smaller teams to manage it.

In alternative provision, we look closely at exploitation and contextual risk, information sharing with commissioning schools and local authorities, attendance and children missing education, and the registration position of the provision itself. For commissioners, we can audit provision before or during a placement arrangement.

In independent special schools, the Section 157 duty sits alongside the independent school standards, and a safeguarding finding rarely stays contained. We audit against both, and we understand what unmet standards, action plans, and progress monitoring mean for a proprietor.

In special schools, we pay particular attention to pupils who communicate differently, intimate care, use of reasonable force, and the specific difficulty that pupils who cannot easily report harm are more vulnerable to it.

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Our Wider Safeguarding Support

An audit often identifies work that follows, and we can carry out that work or step back if you would rather keep the assurance separate. Either is fine, and we will say so.

  • Single central record audits and safer recruitment file reviews
  • Safeguarding culture reviews, going beyond compliance to how it feels to work and learn there
  • Designated safeguarding lead and deputy DSL training
  • Safeguarding supervision for DSLs and safeguarding teams
  • Governor and trustee safeguarding training and briefings
  • Whole-staff safeguarding training and induction support
  • Child protection and safeguarding policy review and drafting
  • Interim DSL cover where a setting has lost its safeguarding lead
  • Support after a serious incident, allegation, or safeguarding complaint
  • Independent investigation and case review support
  • Action plan writing and progress monitoring preparation
  • Safeguarding elements of inspection readiness reviews

Our Safeguarding Expertise

We work only in education, and safeguarding is core to what we do rather than an add-on to a general consultancy offer.

Our safeguarding consultants have been designated safeguarding leads, headteachers, and senior leaders in mainstream, special, independent, and alternative provision settings. Several have inspected schools. Several have worked on the local authority side, on the receiving end of referrals rather than the making of them. That combination matters, because a good audit needs someone who has held the responsibility, someone who knows what an inspector looks for, and someone who understands why a referral was not accepted.

We have supported settings through the difficult moments too: allegations against staff, historic disclosures, a case that went wrong, an inspection that found safeguarding not met. We are not naive about what these situations feel like from the inside, and we do not treat them as an opportunity to be impressive at a client’s expense.

How Does a Section 175/157 Safeguarding Audit Help Your School, Academy, Trust, or Setting?

1

Get genuine assurance

A self-assessment can flatter. An external audit tests your arrangements honestly, so your assurance is real, not assumed.

2

Validate the self-assessment

Governors need confidence the self-assessment is accurate. We validate it against evidence, giving them a sound basis to sign off.

3

Test the culture, not just the files

Good safeguarding is cultural. We look beyond paperwork at how safeguarding actually works day to day.

4

Surface gaps early

We find the gaps while you can still close them, rather than leaving them for an inspector to discover.

5

Support your DSL

Safeguarding leadership is demanding and often lonely. We give your DSL expert challenge and practical backing.

6

Reassure governors

Your safeguarding governor carries real accountability. An external audit gives them independent, evidence-based assurance.

7

Prepare for KCSIE 2026

Substantial changes take effect this September. We audit against the current guidance so you are ready rather than catching up.

8

Get the recruitment files right

The single central record is usually examined first. We audit it alongside the underlying files, not just the spreadsheet.

9

Compare across a trust

One framework applied in every school shows a board where practice is strong enough to spread and where it needs attention.

10

Prepare for inspection

Safeguarding is judged as effective or not. Our audit makes sure yours is genuinely ready for that scrutiny.

How a Section 175/157 Safeguarding Audit Works

  1. 1
    We agree the scope and arrange a convenient date.
  2. 2
    We confirm which duty applies and which guidance frames the work.
  3. 3
    We review your policies, records, and self-assessment.
  4. 4
    We spend time in school testing culture and practice.
  5. 5
    We speak to leaders, your DSL, staff, governors, and pupils where agreed.
  6. 6
    We raise anything urgent with you immediately rather than waiting for the report.
  7. 7
    We validate your arrangements against Section 175/157 and KCSIE.
  8. 8
    We produce a clear, RAG-rated report with prioritised actions.
  9. 9
    We can present the findings to your board, and remain available as you act on them.

What You Get at the End

  • An honest, external view of your safeguarding
  • A validated safeguarding self-assessment
  • An evidenced position against Section 175 or Section 157 and current KCSIE
  • Findings on your single central record and safer recruitment files
  • An honest account of your safeguarding culture, not only your compliance
  • A RAG-rated report with prioritised actions
  • Recognition of what is genuinely strong, which matters and is often missing
  • Genuine assurance for governors and leaders
  • A named contact you can call when something difficult comes up afterwards

Key Features of Our Service

Deep-dive review

We go beyond the form to test arrangements against KCSIE properly.

Culture-focused

We look at how safeguarding actually works, not just what is filed.

Safeguarding specialists

Our auditors have led and inspected safeguarding for real.

Section 175 and 157 Audits: Your Questions Answered

What Is a Section 175 Audit?

A review of whether a maintained school, local authority, or further education institution has arrangements in place to ensure its functions are exercised with a view to safeguarding and promoting the welfare of children, as required by Section 175 of the Education Act 2002. In practice it examines leadership, policies, recruitment, records, training, and culture.

What Is the Difference Between Section 175 and Section 157?

Section 175 applies to maintained schools, local authorities, and further education institutions. Section 157 places an equivalent duty on the proprietors of independent schools, which includes academies and free schools. The duty is materially the same. The difference is which type of setting it applies to and how the detail is expressed.

Does Section 157 Apply to Academies?

Yes. Academies and free schools are independent schools in law, so their proprietors fall under Section 157 rather than Section 175. The practical expectations, set out through the independent school standards and Keeping Children Safe in Education, are closely aligned with those on maintained schools.

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Is a Section 175/157 Audit a Legal Requirement?

The duty to have arrangements is statutory. There is no single prescribed audit format, though many local authorities require an annual Section 175/157 return from their schools. An independent audit is not itself mandatory, but it is the most reliable way to evidence that the duty is being met.

How Often Should We Do One?

Annual self-assessment is standard practice, and we would suggest an independent audit every two to three years, or sooner after a change of DSL or headteacher, a serious incident, a change of setting status, or a significant change in statutory guidance. The KCSIE 2026 changes make this year a sensible point for many settings.

How Long Does an Audit Take?

A single school audit is typically one day on site with document review before and the report following. Larger settings, trusts, and authorities take longer. We scope it so that the demand on your DSL, who is usually the person carrying the work, stays proportionate.

What Will You Need from Us?

Your policies, training records, single central record, a sample of safeguarding records, governing board minutes, and your most recent self-assessment or return. We send a clear list in advance and we do not ask for anything we will not use.

Will You Look at Individual Case Records?

Yes, with appropriate agreements in place. Case records are where the quality of practice actually shows, and reviewing a sample is the only reliable way to test whether concerns are followed through rather than simply logged. We handle them with care and report on patterns rather than individuals.

What Happens If You Find Something Serious?

We tell you at the time. If a child may be at risk, that conversation happens on the day, not in a report three weeks later. We will support you to take the right action, including where that means a referral, a report to the local authority designated officer, or a notification to a regulator.

Can You Audit Alternative Provision We Commission?

Yes, and commissioners increasingly ask for this. We can audit a provision before placements begin or as part of ongoing assurance, covering safeguarding arrangements, staffing checks, registration status, and the information sharing that sits between the commissioner and the provider.

Do You Work with Local Authorities?

Yes. We audit authorities’ own arrangements, verify returns from their settings, carry out thematic audits across groups of schools, and provide an independent view where an authority wants one that is visibly separate from its own improvement function.

We Have Had a Safeguarding Finding at Inspection. Can You Help?

1

Yes, and this is a significant part of our work

We establish honestly what went wrong, help you write an action plan that will withstand scrutiny, address the underlying practice rather than the paperwork alone, and prepare you for the monitoring that follows.

Is the Audit Confidential?

The report belongs to you. We gather staff and pupil views in confidence so that people speak openly, and we report on themes rather than exposing individuals, unless a safeguarding matter requires otherwise.

Why Choose Jarvis Education?

Safeguarding is at the heart of what we do, and our auditors include people who have led and inspected it. Our Section 175/157 audit gives you a rigorous, honest, evidence-based view of your arrangements, validating your self-assessment and giving governors genuine assurance that children are safe.

We are independent, and we say what we find. An audit that tells a school everything is fine, when it is not, is worse than no audit at all, because it removes the chance to put something right before a child is harmed.

We are also fair. Most settings we audit are staffed by people doing careful work under real pressure, and a report that lists only failings is neither accurate nor useful. We name what is strong as clearly as what needs to change.

And the reason for all of it is simple. Behind every line of a safeguarding audit is a child who either was, or was not, protected. That is what the paperwork is for.

Next Steps & How to Get Started

  • Speak to us about your safeguarding arrangements.
  • We confirm which duty applies and agree the scope in writing.
  • We carry out a deep-dive audit against Section 175/157 and KCSIE.
  • Contact us today to validate your safeguarding.

Who We Work With

We support settings of every type across England and internationally.

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